United States: New SEC C&DIs Relating To Rule 10b5-1 Amendments - Akin Gump Strauss Hauer & Feld LLP
Tuesday, 6 June 2023 As discussed in our prior publication (found here), the Securities and Exchange Commission (SEC) adopted amendments on December 14, 2022, regarding Rule 10b5-1 insider trading plans and related disclosures.
On May 30, 2023, a domestic producer of paper shopping bags and a union filed a petition with the U.S. Department of Commerce (DOC) and the U.S. International... Mondaq
On May 25, 2023, the New York Department of Financial Services (NYDFS) announced that OneMain Financial Group (OneMain) will pay a $4.25 million fine pursuant... Mondaq
Tuesday, 6 June 2023
