United States: The U.S. Securities And Exchange Commission's Scrutiny Of Greenwashing Risks Continues With Modifications To The '40 Act Names Rule - Akin Gump Strauss Hauer & Feld LLP
Friday, 6 October 2023 On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) issued a final rule amending the so-called "Names Rule" (found here) that is "designed to modernize and enhance"...
On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) issued a final rule amending the so-called "Names Rule" (found here)... Mondaq
Last week, the SEC announced settlements with 10 broker-dealers and affiliated investment advisers in connection with their failures to maintain and preserve... Mondaq
On October 19, 2023, the Federal Communications Commission ("FCC" or "Commission") voted to begin the process of reinstating a set of rules, repealed in 2017... Mondaq