United States: SEC Adopts Amendments To Fund Names Rule - Proskauer Rose LLP
Friday, 6 October 2023 On September 20, 2023, the Securities and Exchange Commission (the "SEC") voted to adopt final amendments to modernize Rule 35d-1 of the Investment Company Act of 1940, as amended (the "1940 Act").
On September 20, 2023, the US Securities and Exchange Commission (the "SEC") voted, by a 4-1 vote, to adopt certain amendments (the "final rule" or the... Mondaq
On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) issued a final rule amending the so-called "Names Rule" (found here)... Mondaq