United States: SEC Expands Definition Of Dealers And Government Securities Dealers - K&L Gates
Thursday, 15 February 2024
On 6 February 2024, the US Securities and Exchange Commission (SEC) adopted two new rules – Rules 3a5-4 and 3a44-2 of the Securities Exchange Act...
On 6 February 2024, the US Securities and Exchange Commission (SEC) adopted two new rules – Rules 3a5-4 and 3a44-2 of the Securities Exchange Act...
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